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Email: info@triumfs.com

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  3. Code of Accountability

Code of Accountability

At Triumvirate Financial Services, we are committed to being completely transparent about how we do business with you.  We are here to guide you based on our experience, knowledge and education, and build a long-term partnership with you.  We want to be your personal CFO.

Our Commitment to You:

bulletAs someone seeking a long-term financial relationship with us, you can expect to:

bulletKnow the credentials and relevant experience of your advisors;

bulletKnow the compliance and disciplinary history of your advisors;

bulletUnderstand our investment philosophy; which is the process for developing our recommendations and executing those strategies on your behalf;

bulletUnderstand all fees, charges and expenses;

bulletUnderstand the relationship between Triumvirate Financial Services and LPL Financial, as the broker/dealer;

bulletReceive regular communication;

bulletHave all phone calls/emails returned in a timely manner;

bulletExpect all business and personal information to remain private, unless written authorization is received.

Your Commitment to Us:

bulletThe advisor/client relationship is a partnership.  With that, your commitment to us is to:

bulletAsk for explanations on any recommendations that you do not understand;

bulletUnderstand your tolerance for risk and your relationship with money;

bulletQuestion why returns are much greater than the market averages as vigorously as you might question why your returns are below a reasonable expectation;

bulletLet us know if you have ideas on how we can improve or enhance your experience;

bulletReturn our phone calls/emails in a timely manner;

bulletKeep us continuously up to date with all relevant financial information and life changes, in order for us to provide you with the highest level of service.

Contact Us

Don't hesitate to get in touch with us.
We would love the opportunity to become your trusted advisor.

Phone: 704-659-2195
Email: info@triumfs.com

13420 Reese Blvd West, Huntersville, North Carolina 28078

     

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Securities and Advisory Services offered through  LPL Financial, a Registered Investment Adviser. Member FINRA/SIPC. The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents of the following states: CA, CT, FL, GA, MD, MN, MS, NC, OH, RI, SC, TN, VA.

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